The SEC is considering issuing new guidelines regarding its marketing rule to clarify when advisers should include net and gross performance in their advertising. SEC staff announced that they plan to publish two new marketing rules “In the near future” during the Investment Advisor Compliance Conference this week in Washington, DC Information on the next…

The Financial Industry Regulatory Authority has fined the securities of Financial Robinhood and Robinhood to pay a $ 29.75 million combined for alleged violations dating back to 2014, a year after the firm was established. In a 127 -page document On Friday, Finra detailed various violations alleged by the subjects of the parent company Robinhood…

EP Property makes the second agreement of 2025 with the purchase of Colorado Torrance, the first purchase of EP -based EP -based property advisers. Second agreement of 2025 It brings it back to that state with the purchase of Denver -based Holben Group. Holben Group was founded in 2006 and increased to about $ 190…

Debbie Taylor, Recently appointed Chief Tax Chief at Carson GroupIt has seen the benefit of providing tax strategy and services at its firm of property management for more than two decades. Her ability to overlap tax expertise with asset planning has often helped her earn customers when competing against registered investment advisers greater than Franklin…

In honor of International Women's Day, Ryan Nauman talks with women leaders in the investment management space. Source link

Yeardo has its risks, and 2025 is no exception. But before we respond to the latest market turbulence, let's go back to understand how we got here and what it means for your investments. Penalty and gloomy titles Over the past 10 days, investors have faced a wave of disturbing news. The University of Michigan…

If the wealth management industry has a pulse, it was beating loudly and clearly in Tampa at the Advyzon 2025 conference. This year's theme, “a convergence of technology, innovation and partnership”, was not just a label-was the foundation of a conference that has quickly become a necessity for Rias and Fintech professionals. With the duplication…

The wealth management landscape is shifting, and alternative investments are emerging as a powerful RIA tool that seek to promote organic growth and portfolio resistance. As investors demand for access to institutional rates, councilors should evolve their access to stay competitive. In this episode of Podcast of Wealthstack, Hosti Shannon Rosic, the director of Wealthstack…

Laura J. Latourette, founder and managing partner of Dahlonega, GA -based family wealth management group, has left Financial LPL broker/trade for Independent Registered Investment Network Registered Carson Group. Latourette joined Carson Partners in February after more than 21 years of mediator/trader LPL, with a specialization in the LGBTQ+customer service. It had also served in the…

Financial scammers are using buzzing about cryptocurrency, using more and more social media to falsify their credentials and using advances in artificial intelligence to attack potential investors, according to a new Report the Association of North American Insurance Administrators, an Association of American and Canadian Regulators. Investors' interest in Cryptocurrency received another recent incentive by…