Shaker Investments President Brad Wheeler joins Ryan Nauman during this highly engaging conversation about how financial advisors can manage investment risk more effectively. During the conversation, Brad talks about the risk management process, from identifying the most important to the various investment strategies that can mitigate it. Learn more about zephyr Learn more about the…

Alternative asset managers want to bring their products to defined contribution plans using collective investment trusts and mutual funds, reports The DI Wire. BlackRock releases a new technology feature for real-time monitoring of private markets data. These are among this week's investment must-haves for wealth advisors. Source link

According to recent research, tax planning is the top service clients with at least $250,000 in assets seek from their financial advisor. To stand out in a competitive market, you need to take your financial planning business to the next level by learning how to seamlessly integrate tax planning into your services! In this must-attend…

At the 10th Annual Wealth Management Industry Awards, Nona Rosa, Director of Practice Management at Avantax discusses her firm's commitment to investing in talent by offering a training program for their future financial advisors so that they better serve their customers. Source link

Adapting a fast-growing registered investment advisory firm to include new players, including next-generation talent, is daunting. But who better to help think through this process than the next generation of leaders themselves? At WealthManagement.com's recent RIA Edge West conference, Mark Bruno, managing director and head of strategic consulting at Emigrant Partners, spoke with two next-generation…

Sponsored by Discover how tailored strategies can help new and veteran advisors refine their marketing approaches, leverage referrals, and embrace technology or automation to drive growth. Learn more about the unique needs of each group and gain insights to elevate your firm's success. Source link

Wells Fargo, Merrill Lynch and Morgan Stanley are facing separate class-action complaints, accusing wire bureaus of generating “massive profits” at the expense of customers through their money-laundering programs. The three lawsuits, which mirror similar class-action complaints filed against multiple firms in recent months, come after Wells Fargo revealed it lost $128 million in net interest…

Raymond James has added a team of four Las Vegas-based financial advisors to Raymond James & Associates (RJA) – the firm's employee advisor channel. The team, which came from RBC Capital Markets, includes Kerry Withrow, Ben Hamilton, Ryan D'Souza and Elliot Bloch, as well as practice business manager Terri Criswell. The group, which managed $1.1…

Indianapolis-based Thurston Springer, a hybrid RIA and broker/dealer platform, has signed an agreement to acquire PEAK Reps and its affiliates, a Jupiter, Fla.-based firm. with 120 financial advisors and approximately $1.2 billion in assets under advisement. Details of the transaction, which is expected to close next month, were not disclosed. PEAK Reps is a holding…

As we approach 2025, high net worth individuals (HNWIs) are facing a rapidly evolving financial landscape shaped by changing tax laws, market volatility and an ever-increasing emphasis on wealth protection. The challenges ahead are complex, but they can be mitigated with foresight and careful planning. Here, we examine the top five issues that could impact…