(Bloomberg) — The mutual fund industry claimed victory Monday after the U.S. Securities and Exchange Commission signaled it is likely to renew a plan that would have forced asset managers to change some of their investment models. prices. The last of the SEC regulation agenda indicates that her staff is preparing to recommend re-proposing the…

The ETFs included feature funds that launched in the calendar month of June 2024. Here are half of them. Aniket Ullal is VP, ETF data and analytics for CFRA, one of the world's largest providers of independent investment research. Aniket founded First Bridge Data, a leading source for global ETF data and analytics that was…

Sponsored by In this episode of the RIA Edge Podcast, David Armstrong, editorial director for Informa Connect's Wealth Management Group, talks with Phillip Hamman, president and CEO of Linscomb Wealth, about the firm's comprehensive financial planning services, where they use a team-based approach and institutional knowledge to address diverse client needs. Founded over 50 years…

Three financial advisors who was shared by Edward Jones in 2023 have launched Uptick Partners, a new support platform designed to help other advisors from captive brokers/traders become independent. They added their first breakout this week. Longtime Edward Jones advisors Steve Barber, his son Jason Barber and Taylor Pankratz left the storied brokerage after more…

Seattle-based registered investment adviser Coldstream Wealth Management has teamed up with Arnerich Massena, a Portland, Ore.-based RIA. with approximately $2 billion in assets under management. Once the deal closes, Coldstream will have $10 billion in customer assets. Arnerich Massena will operate as Team Rae and all 19 employees, including seven advisors, will become Coldstream shareholders….

Sponsored by Join Bill Capuzzi, CEO of Apex Fintech Solutions, to explore how AI is transforming financial advisory services. With a strong stack of technology, AI automates repetitive tasks, improves document processing, uses predictive analytics and optimizes workflows. Apex's internal chatbot, Ask Apex, demonstrates the efficiency of AI by rapidly answering employee questions. Key insights:…

Sponsored by Join George Tamer as he explores how future-ready advisors are transforming the financial advisory landscape. By using technology to simplify tasks and improve client interactions, advisors can focus more on personalized advice and building lasting client relationships, driving sustainable growth in today's dynamic environment. Source link

Sponsored by Join Olivia Eisinger to explore strategies for consulting firms to attract and retain next-generation talent. Discover how redefining recruiting practices, fostering a purpose-driven environment, and leveraging advanced technology can increase customer service and operational efficiency. Position your firm at the forefront of next-generation wealth management and thrive in an evolving industry. Source link

Sponsored by Join Megan Hausmann as she explores how financial advisors can adapt their technology to meet the digital expectations of the next generation of investors, speeding up processes like digital account opening and improving access to client data for informed decision making . By embracing these digital solutions, advisors can ensure they remain nimble…

Self-described tech-centric wealth management firm Farther announced another big increase in its AUM this week, as it surpassed $3 billion in assets and hired 32 new advisors. Among the advisors on board is a group from Goldman Sachs Personal Financial Management, which has $649 million in AUM and includes Gary Corderman, Robert Davenport, Jonathan Doshier,…