In this very interesting and entertaining conversation about investment risk, Lido Advisors Chief Market Strategist Walker Williams joins Ryan Nauman to share his great insights on all things risk. Walker shares his thoughts on why he thinks the wealth management space needs to rethink how it views investment risk, the importance of asset allocation should…

SEC compliance is top of mind for RIAs across the country, and their cybersecurity needs are specific. RIAs have a fiduciary responsibility to protect their clients' data and assets, which may be vulnerable to cyber attacks. A data breach can result in fines, penalties and reputational damage. With the SEC proposing new rules to address…

Advyzon Investment Management, an asset management program under the Advyzon platform, has named Scott Smith its chief revenue officer. Smith started his over 20 years career in financial services as relationship manager and vice president of sales at TD Ameritrade Institutional, where he served for two years. He then spent four years each as vice…

Brought to you by Zephyr PSN celebrates 40 years in 2024 as the world's longest running SMA database, in addition to commemorating 20 years of PSN Top Guns. PSN's mid-year outlook for 2024 marks anniversaries with articles from leading SMA firms including Martin Investment Management, LLC, Tannin Capital, PIMCO, Level Four Capital Management, Palouse Capital…

The typical narrative is that over time, digital regulation becomes more stringent. Accountability becomes a greater requirement as technology continues to advance and take a more significant part of our professional lives. There is nothing new here, and yet recent regulatory activity has been even more intense than expected across major organizations. The Securities Exchange…

YouTube changed the way we connect with each other, share information and ideas, and hear each other's stories. Born out of a need to easily share posts and videos with family, this $200 billion business is now hosting many of our videos. He dismissed the social media phenomenon of influencers recording themselves doing their favorite…

Deepak Patel, founder and CEO, Fintello, joined Shannon Rosic to explore what challenges advisors are finding in adopting advertising tactics to digital marketing strategies. It details how Fintello can help them find the potential of social media marketing, providing step-by-step instructions for using technology to empower advisors. Source link

Cetera Financial Group has hired Scott Baker, former president and chairman of the board for Fidelity Personal Trust Company, as head of corporate strategy. Baker replaces George Karris, who is retiring, according to a company spokesman. Most recently, Baker was responsible for all aspects of Fidelity's bank regulated business unit. Prior to that, he held…

Nicholas Palahnuk, founder and CEO of PhilanthPro, discusses three areas PhilanthPro Solutions can help advisors begin to meaningfully engage with their clients around charitable giving and wealth impact, including: philanthropic financial planning, planning and real-time grant strategy and organization. and management tools for when you're working with charities. Plus, why philanthropy as a financial planning…

Erkko Etula of Brooklyn Investments explains how advisors can serve clients with customized portfolios that are tax and cost efficient. Source link