First Summit Capital Management, a Wilmington, Del., advisory team with about $380 million in assets, has moved to LPL Financial from PNC Investments. The team, led by principal owner and Managing Partner Thomas J. Cooney, will join Momentum Wealth Partners, an LPL enterprise. Cooney has 32 years of experience in the industry; previously, he owned…

(Bloomberg) — UBS Group AG is reorganizing its global wealth management arm in the first major move by its new chief executives Rob Karofsky and Iqbal Khan, pursuing its long-term goal of bringing more investment services to the grassroots of its ultra-wealthy clients. As part of the move, UBS will create a new unit —…

(Bloomberg) — JPMorgan Chase & Co . tapped Sanoke Viswanathan to oversee its international wealth business, part of a broader leadership shakeup as longtime executive Mike Camacho leaves the firm. Viswanathan will continue to oversee the bank's international consumer push in addition to his new role, according to an internal memo Tuesday from chief asset…

Growth is one of the most popular topics in this podcast series. While listeners seem to gravitate toward stories of advisors sharing the “secret sauce” of their success, it's the “how to” episodes from top coaches in the industry that are often the most listened to. So this one certainly won't disappoint! In this episode,…

A Dallas-based advisory team with about $580 million in client assets will join NewEdge Advisors, the New Orleans-based RIA partnership platform owned by JP Morgan's NewEdge Capital Group. Fortis Wealth Advisors consists of advisors Erik Linstrom, Ben Roth, Shawn Stanley and Kris Cawthon. They all left JP Morgan Securities to join NewEdge Advisors. The team…

Sponsored by In this digital age, first impressions matter, especially when your potential customers are exploring options to manage their financial future. The customer onboarding process is the most critical touchpoint that can make or break your chances of building a lasting customer relationship. In this white paper, we'll explore current customer onboarding challenges and…

Open, frank and honest discussion about the DOL rule in the Texas court, DC asset growth due to passive investing, Fisher retail, wealth finalists and more. Source link

Advisors are always looking for a differentiator and many see the advantages of working with business owners, but there has always been a lack of specialized technology to help them do this. Enter RISR, which bills itself as the first comprehensive business owner engagement platform for financial advisors, announced this week that it has raised…

For financial firms looking to maximize their impact, leveraging the right technology is no longer a competitive advantage, it's table stakes. But simply having the right tools is not enough. Successful adoption is key to unlocking their full potential. This webinar cracks the code on technology adoption. Join RIA leaders Rob Gorman, Founding Partner and…

A Las Vegas-based team of seven advisors who collectively manage approximately $1.3 billion in client assets are joining Raymond James' employee advisor channel from Morgan Stanley. The team includes advisors Nick Takahashi, James Zapotocky, Joshua Yocam, Luka Vasiljevic, Michael Ortega, Stephen Ellignsen and Sean Tsaconas. The group will operate out of Raymond James' Las Vegas…