The integration of artificial intelligence has revolutionized various industries, providing efficiency, accuracy and convenience. In the area of ​​estate planning and family offices, the integration of AI technologies has also promised greater efficiency and accuracy. However, AI comes with unique risks and challenges. Let's examine the risks associated with the use of AI in estate…

(Bloomberg) — The booming private loan market is a growing concern for the top enforcement official at the U.S. Securities and Exchange Commission. During a wide-ranging interview this week, Gurbir Grewal said he sees a number of potential risks to the $1.7 trillion private lending industry. The enforcement chief signaled that everything from market concentration…

IEQ Capital, a registered investment advisor based in New York backed by Stone Point Capital with $25.5 billion in assets under management, has hired two managing directors, both from Certuity. Daniel Lee, most recently a partner and chief revenue officer at Certuity, will expand IEQ's existing presence in San Francisco and Los Angeles. Dylan Kremer,…

Growth is one of the most popular topics in this podcast series. While listeners seem to gravitate toward stories of advisors sharing the “secret sauce” of their success, it's the “how to” episodes from top coaches in the industry that are often the most listened to. So this one certainly won't disappoint! In this episode,…

Wealth Management firms that want to win business need to do more to support women. Two important trends make this an incredibly smart move. The first generation of women advisors are facing retirement and want to find like-minded partners to sell their business to or a younger advisor to train to take over. Simultaneously, the…

(Bloomberg) — The U.S. Supreme Court curbed the Securities and Exchange Commission's ability to bring complaints before domestic judges, saying defendants have a constitutional right to present their case to a federal jury when the agency requires financial penalties. 6-3 DECISION can reduce commission leverage for issuing multi-dollar payouts. It deals a blow to an…

Sponsored by Susan ThederHead of Marketing and ExperienceFMG Samantha RussellChief EvangelistFMG Shannon Rosic – HostWealthStack Director of Content and SolutionsWealthManagement.com Source link

Mariner Wealth Advisors is suing Savvy Advisors after several advisers left for the latter firm. Mariner claims the trio of former employees took the trade secrets with them. In its lawsuit filed in Ohio federal court this week, Mariner alleged that former employees Brad Morgan, Nate Kunkel and Tim Gerard, with the help of Savvy,…

Rise Growth Partners, RIA investment company launched by former United Capital CEO Joe Duranhas added Jennifer Geoghegan as chief marketing officer and Tony Ling as managing investment partner. Geoghegan joins from Circle Wealth Management, a registered investment advisor in Summit, NJ, where she was chief operating officer. Prior to that, she served as the first…

Snowden Lane has lured a $1 billion Florida-based advisory team away from Morgan Stanley. Jaime Sanchez Yarza runs the three-person Yarza Group. He will join Snowden Lane Partners as a senior partner and managing director, and the team will work out of Snowden Lane's Coral Gables offices. He will be joined by portfolio director and…