A Florida-based brokerage firm will pay $500,000 to settle Financial Industry Regulatory Authority allegations that it failed to retain more than 10,000 business-related text messages over 10 years. The settlement is against Dawson James Securities, a broker/dealer in Boca Raton, Fla., with three branches and about 35 registered representatives, according to FINRA. The firm mainly…
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Disclosure: Our goal is to display products and services that we think you will find interesting and useful. If you purchase them, the Entrepreneur may receive a small portion of the sales revenue from our trading partners. The coding job market remains a huge growth, offering employment opportunities across industries or providing a good opportunity…
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Better estate planning meets the goals of two constituencies: The planning generation (customers); AND The generation(s) that will benefit from it (beneficiaries). Clients must make the final decisions about where and how to transfer assets. However, they can often achieve better results if their estate planning meets the goals of their beneficiaries….
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Opinions expressed by Entrepreneur contributors are their own. Mental health affects us all. According to the National Alliance on Mental Illness (NAMI), 1 in 5 adults experience a mental illness every year. Both NAMI and Forbes Health cite suicide as the second leading cause of death among adolescents aged 10 to 14 alone. The CDC…
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This new law, which came into effect on January 1, 2024, was enacted to help prevent and combat money laundering, terrorist financing, corruption, tax fraud and other illegal activities. It requires corporations, limited liability companies and other filing entities to register and disclose information about owners, officers and controlling persons to the Financial Crimes Enforcement…
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Stacey Howell has made a career out of doing the unexpected and the impossible—first as one of the few African-American women in her class at Cornellthen as a pioneer manufacturer of sales to several large CORPORATIONS. In fact, Howell comes from a long line of creators, something she relies on every day. “The biggest thing…
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Jim Cahn of the Wealth Enhancement Group has a new title. WEG announced Monday that Cahn, the firm's well-known chief investment and business development officer, has been named chief strategy officer and chief investment officer. He will oversee two recent hires: a new chief investment officer from BlackRock and a former Empower executive in the…
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Disclosure: Our goal is to display products and services that we think you will find interesting and useful. If you purchase them, the Entrepreneur may receive a small portion of the sales revenue from our trading partners. According to outsourcing platform SuperStaff, 64% of executives reported that misunderstandings caused international business deals to break down….
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Sponsored by When high-net-worth investors seek a financial advisor, research shows that they don't prioritize performance or exceeding benchmarks as much as advisors might think. Thomas KR Wilson, CFA and executive vice president of Wealth Advisory at Orionshares what attributes affluent clients are looking for, such as holistic wealth planning, and how advisors can provide…
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Disclosure: Our goal is to display products and services that we think you will find interesting and useful. If you purchase them, the Entrepreneur may receive a small portion of the sales revenue from our trading partners. Usually, creating content is either too time-consuming or too expensive. With the help of AI, however, it doesn't…
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