WMIQ: How Advisors Balance Passive and Active Strategies


Active strategies are all in, especially when it comes down to it new launches in the ETF space. By all accounts, active ETFs are accounted for 70% of launches this year only, and assets in globally active ETFs it recently surpassed $1 trillion.

This is consistent with findings from a new study by WMIQ on behalf of Envestnet, orActive and Passive Investing in Portfolio Construction: What Advisors Are Doing Nowwhich found that advisors are using a healthy mix of passive and active strategies when building client portfolios.

Indexed ETFs (85%) topped the list of most used products among respondents, followed by individual securities (80%) and then some active ETF and mutual fund strategies.


In addition, respondents expressed a preference for active management of taxable fixed income (39%), followed by US stocks (39%) and international stocks (37%). Overall, just over a third of respondents said they prefer a balance of active and passive management.

In terms of portfolios that mix active and passive investments, 29% use passive funds for core positions and active funds for opportunistic allocations, while 28% use a combination of active funds, passive funds and individual securities. In addition, 12% use active funds for core positions and passive funds for strategic allocations, while 7% use a combination of active funds and individual securities, 6% use passive funds for all allocations, 5% use a combination of funds liabilities and individual securities. and 3% use individual securities exclusively.

The study also found that 72% of respondents use third-party managed models for at least some of their clients, but this use varied by advisor type. Only 53% of RIAs reported using third-party managed models compared to 87% of hybrids and 78% of IBDs.

The survey was conducted in July by WMIQ. Received 438 completed responses.



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